Unexpired color passport copy and proof of address dated within the last 6 months for the authorized agent being appointed (e.g., utility bill, bank statement, lease agreement)
Personal information
Basic information (name, DOB, country of citizenship, contact information).
U.S. social security number, tax identification number, or alien identification number, if applicable.
Annual income/net worth (total assets minus liabilities) information.
Purpose of trading with Cumberland
Nature of trading, i.e., whether you will be trading purely on your own behalf, or trading on behalf of, for the benefit of, any other third party
Anticipated total number of trades per month and average trade size
Source of wealth: Description of the origin of your entire body of wealth
Primary Source of funds (“SOF”): Primary source of the specific funds that you will trade with Cumberland. Please note the additional requirements outlined below for some common SOF categories:
Donations, Awards, Grants, Inheritance, Gifts
Jurisdiction of origination
If the donor is an individual, their full legal name, date of birth, country of citizenship and jurisdiction of residence
If the donor is a legal entity, their full name
Early Crypto Adoption
Purchase/sale confirmations, tax filings, etc.
Family Wealth
Description of business activities that generated the family wealth, please be sure to include as much information as possible about industry and the various jurisdictions where the wealth is/was generated.
Family Office
Description of the business activities that generated the family wealth, including industry and the various jurisdictions where the wealth is/was generated.
The following information for the entity that operates the family office: full legal entity name, business activities, date of formation, jurisdiction of formation, jurisdiction of principal place of business
Employment, Pension
Resume/CV
Employer information: entity full legal name, job title/role, business activities
Gambling and Lottery Winnings
Name of casinos/tournaments/ or lottery where the wealth was generated
Jurisdiction(s) where the winnings where generated
Legal Rulings and Awards
Name of case/legal proceeding generating the settlement award
Jurisdiction where the legal ruling/award was issued
Name of the entity from which the legal award was received
Evidence of the settlement received
Loan(s)
If the lender is a legal entity, their full legal name, date of formation, jurisdiction of formation, jurisdiction of principal place of business
If the lender is a natural person, their full legal name, date of birth, country of citizenship, residential address
Investments
Investment type, e.g., “Real Estate,” and jurisdiction where the investment is held
